Company Profile

Company name kabu.com Securities Co., Ltd.
Registration of financial services provider Director, Kanto Local Finance Bureau (financial instrument) No. 61, September 30, 2007
Established November 19, 1999
Capital stock 7,196 million yen (additional paid in capital: 11,913 million yen)
Headquarters 6th floor of Keidanren Kaikan Building, 1-3-2, Otemachi, Chiyoda-ku, Tokyo, 100-0004
Sales office Shinkawa sales office
1-28-25, Shinkawa, Chuo-ku, Tokyo
Representative Masakatsu Saito, Director, President and CEO
Directors Takeshi Ashizaki Chairman and Director
(former President and Representative Director of MU Frontier Servicer Co., Ltd)
Masakatsu Saito (President and CEO)
Osamu Kurokawa (Vice President and Representative Officer)
Akira Hamamoto (Managing Executive Officer of Mitsubishi UFJ Financial Group, Inc.)
Masahiro Hosomi (Managing Director of Mitsubishi UFJ Securities Holdings Co., Ltd.)
Akira Takeuchi (Representative of proact law office) *Independent Director
Eisuke Nagatomo (Representative Director of EN Associates Co., Ltd.) *Independent Director
Executive Officer Masakatsu Saito Representative executive officers
(President and CEO)
Osamu Kurokawa Representative executive officers
(Vice President)
Norihiro Manabe Senior Managing Executive Officer
Takeshi Amemiya
Masayasu Tsukada
Yoshinobu Abe Managing Executive Officer
Advisor Yasuhiro Shiraishi (Legal counsel: SHIRAISHI & PARTNERS)
Tetsuya Habu (Advisory patent attorney: Habu Patent Office)
Management structure Company with three committees
No. of employees 136 (average age: 39.0; ratio of female employees: 32%), including 109 persons who hold official qualifications as “Internal Control Supervisor” issued by the Japan Securities Dealers Association and 101 persons who hold official qualifications as Information Processing Engineer issued by Japan’s Ministry of Economy, Trade and Industry
Member associations Japan Securities Dealers Association and The Financial Futures Association of Japan
Member investor protection fund Japan Investor Protection Fund
Membership/trading participant qualification Tokyo Stock Exchange, Osaka Exchange, Nagoya Stock Exchange, Sapporo Securities Exchange, Fukuoka Stock Exchange and Tokyo Financial Exchange
Bank agency business license Director, Kanto Local Finance Bureau (bank agency) No. 8, December 22, 2006
Member organization Keidanren (Japan Business Federation)
Certifications acquired ISO/IEC 27001:2013=JIS Q 27001:2014 (International standard for information security management) Certification number: IS609638
Patents acquired 【Patents relating to order placement (automatic trading, etc.)】
Trading order processing system and trading order processing method with order condition automatic setting function
(Registration number: Patent No. 3734168)
Trading order processing system and trading order processing method with corrective condition automatic setting function
(Registration number: Patent No. 3754009)
Trading order automatic placing device and trading order automatic placing method
(Registration number: Patent No. 3875206)
Trading order execution assurance system and trading order execution assurance method
(Registration number: Patent No. 3966475)
Trading order processing system and trading order processing method with order condition and order content automatic setting function
(Registration number: Patent No. 4076512)
Trading order automatic correction system
(Registration number: Patent No. 4132069)
Order content automatic correction system for trading orders for financial instruments and order content automatic correction method for trading orders for financial instruments
(Registration number: Patent No. 4420384)
Trading order processing system and trading order processing method
(Registration number: Patent No. 4915910)
Trading order placing system and trading order placing method
(Registration number: Patent No. 5105910)
Trading order placement control device and trading order placement control method
(Registration number: Patent No. 5154290)
Trading order placement program and trading order placement method
(Registration number: Patent No. 5274048)
【Patents relating to asset management (automatic balance maintenance, etc.)】
Deposit automatic maintenance system and deposit automatic maintenance method
(Registration number: Patent No. 4471375)
Consignment guarantee money/performance margin automatic maintenance system and consignment guarantee money/performance margin automatic maintenance method
(Registration number: Patent No. 4542444)
【Patents relating to financial products intermediary services (joint patent with Bank of Tokyo Mitsubishi UFJ)】
Call relaying method between call centers
(Registration number: Patent No. 3719711)
Securities transaction account opening method and securities transaction account opening system
(Registration number: Patent No. 3916242)
【Other patents】
Personal information distribution system and personal information distribution method
(Registration number: Patent No. 4562342)